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Disclosure Statement

It is important that you read this document

This information will help you to choose a financial adviser that best suits your needs. It will also provide some useful information about the financial adviser that you choose.

 

Dominic Saint

I am a specialist mortgage advisor and can provide you with transactional services relating to mortgages.

What sort of adviser am I?

I am a registered, but not authorised, financial adviser. I can give you advice about category 2 financial products such as consumer credit contracts, home loans, and mortgages.

Registration Number:  FSP43494

 

What should you do if something goes wrong?

If you have a problem, concern, or complaint about any part of my service, please tell me so I can try to fix the problem.  You may contact me at the numbers and addresses below.

If we cannot agree on how to resolve the issue, you can contact Financial Service Complaints Ltd.  This service will cost you nothing, and will help us resolve any disagreements.  You can contact Financial Service Complaints Ltd by emailing info@fscl.org.nz, calling Financial Service Complaints Ltd on 0800 347257, or in writing to PO Box 5967, Lambton Quay, Wellington 6145.

Financial Services Complaints Limited

  • Email:  info@fscl.org.nz
  • Phone:  0800 347257 or 04 472 3725
  • Fax:  04 472 3728
  • Postal Address:  PO Box 5967, Lambton Quay, Wellington 6145

 

How am I regulated by the Government?

You can check that I am a registered financial adviser at http://www.fspr.govt.nz. The Financial Markets Authority regulates financial advisers. Contact the Financial Markets Authority for more information, including financial tips and warnings.

You can report information or complain about my conduct to the Financial Markets Authority, but in the event of a disagreement, you may choose to first use the dispute resolution procedures described above (under “What should you do if something goes wrong?”).

 

Declaration

I, Dominic Saint, declare that, to the best of my knowledge and belief, the information contained in this disclosure statement is true and complete and complies with the disclosure requirements in the Financial Advisers Act 2008 and the Financial Advisers (Disclosure) Regulations 2010.

 

My contact details

  • Phone:  +64 (0) 274 797 100
  • Address:  156 Raumati Road, Raumati Beach, Paraparaumu

 

This Disclosure Statement, version 1.2, was last updated on 4 April 2020